How to Prepare an Informed Consent form for an IIT

What should be included in an informed consent form for an investigator-initiated trial (IIT)? This guide outlines the essential components, structure, and compliance tips to help ensure your form is IRB-ready and participant-friendly.

Start with a Template

Your research institution will likely have an informed consent template that they prefer you to use, so we suggest checking with your university or college first. If your institution does not provide one, the World Health Organization offers comprehensive templates you can use to create your own informed consent forms. For example, see the WHO consent form templates. One of the key things to keep in mind is that you must write the form in language that can be understood by someone with a grade 5–6 reading level.

Requirement Checklist

To help you understand why each item is necessary, the following table outlines each required element from the ICH Good Clinical Practice Guidelines and the reason it must be included:

Required ElementWhy It’s Required
A statement indicating that the trial involves researchEnsures participants understand they are part of a research study and not receiving routine care.
The study’s purposeHelps participants understand the goal of the research and why it is being conducted.
Description of the treatment groups and the probability of assignmentMakes participants aware of possible randomization and what treatment options they might receive.
Description of procedures, including invasive onesAllows participants to give truly informed consent based on understanding the actions involved.
Subject responsibilitiesEnsures participants understand what is expected of them during the study.
Experimental aspects of the trialClarifies which elements of the study are investigational to avoid therapeutic misconception.
Risks, inconveniences, and potential benefitsEnables participants to weigh possible harms and benefits before deciding to enroll.
Alternatives to participation, with associated risks/benefitsInforms participants of other options, reinforcing voluntary participation.
Compensation or treatment for trial-related injuriesEnsures transparency about what happens in the case of harm due to participation.
Payment, if any, for participationHelps participants understand financial compensation and prevents undue influence.
Out-of-pocket expensesClarifies any financial burden associated with participation.
Statement on voluntary participation and right to withdrawReinforces that participation is optional and can be ended at any time.
Access to medical records by study monitors, IRB, and regulatorsInforms participants about who can access their data and under what conditions.
Statement on subject confidentialityBuilds trust by assuring that personal data will be protected.
Timely updates about relevant new informationEnsures ongoing informed consent if new information arises that could impact decision to participate.
Contact information for questions or injury-related issuesProvides a way for participants to get help or more information.
Conditions for removal from the studyHelps participants understand scenarios where their participation may end.
Duration of the trialSets expectations about time commitment.
Total number of subjects in the trialProvides transparency about the study’s scale and potential impact.

Standard Structure

Most informed consent forms organize the above items into three sections:

1. Basic Information

Introduce yourself (including your institutional affiliation) and explain the purpose of the study. Emphasize that participation is voluntary and encourage participants to ask questions. Provide the study’s title, objectives, rationale, and a plain-language summary of risks and benefits.

2. Description of the Process

Detail how the study will be conducted. Describe participant responsibilities, the nature of any interventions, and logistical details like visit locations and timing. Clearly explain how participants were selected and reiterate that participation is voluntary.

3. Confidentiality and Reimbursements

Explain how participant identity and data will be kept confidential. Describe data security measures and any planned data sharing. Provide contact information for study-related inquiries. State whether remuneration will be provided. Include space for signatures and dates from both the participant and the researcher/witness. Ensure each party receives a copy.

Final Tips

Looking for more practical support? Grab a copy of the book Eye-dea to Impact: A Modern Blueprint for Investigator-Initiated Trials.

Preparing an informed consent form is straightforward once you start with a clear template. For additional guidance on research startup and clinical trial documentation, see our post on how to write a clinical trial protocol. Keep the language concise and accessible. Always ask someone else to review it for clarity and compliance.

📞 Need help finalizing your informed consent form? Book a free consultation for expert guidance or a template review.